CA
Ontario Securities Commission
Crown corporation that regulates the capital markets in Ontario, Canada.
REGULATOR PROFILE
- Regulator: Ontario Securities Commission
- Jurisdiction: CA
- Statutory Role: Crown corporation that regulates the capital markets in Ontario, Canada.
- Indexed Cases: 2 enforcement actions in this jurisdiction.
PRIMARY ENFORCEMENT ACTIONS IN CA
2 ACTIONS| Case Title | Status | Primary Scheme | Overstatement | Total Penalties | Action Date |
|---|---|---|---|---|---|
| Sino-Forest Corporation: Fictitious Timberland Holdings and Valuation Fraud | ADJUDICATED | reverse merger fraud | $3.0B | $0 | September 20, 2013 |
| Nortel Networks: Cookie-Jar Reserve Manipulation for Executive Bonuses | SETTLED | cookie jar reserves | $3.2B | $35.0M | September 20, 2006 |