CN
China Securities Regulatory Commission (CSRC)
National ministry-level agency regulating securities and futures markets in China.
REGULATOR PROFILE
- Regulator: China Securities Regulatory Commission (CSRC)
- Jurisdiction: CN
- Statutory Role: National ministry-level agency regulating securities and futures markets in China.
- Indexed Cases: 4 enforcement actions in this jurisdiction.
PRIMARY ENFORCEMENT ACTIONS IN CN
4 ACTIONS| Case Title | Status | Primary Scheme | Overstatement | Total Penalties | Action Date |
|---|---|---|---|---|---|
| Luckin Coffee: $300M Fabricated App Sales and Circular Cash Scheme | SETTLED | fictitious revenue | $311.0M | $180.0M | September 20, 2022 |
| China MediaExpress: Reverse Merger Shell with Fabricated Bank Statements | ADJUDICATED | reverse merger fraud | $100.0M | $0 | September 20, 2013 |
| Puda Coal: Reverse Merger Fraud and Secret Theft of Operating Asset | ADJUDICATED | reverse merger fraud | $150.0M | $0 | September 20, 2013 |
| China Evergrande: 564B Yuan Revenue Inflation on Incomplete Apartments | ADJUDICATED | premature recognition | $78.0B | $577.0M | September 20, 2023 |