DE
Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
German Federal Financial Supervisory Authority overseeing banks, securities, and accounting.
REGULATOR PROFILE
- Regulator: Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
- Jurisdiction: DE
- Statutory Role: German Federal Financial Supervisory Authority overseeing banks, securities, and accounting.
- Indexed Cases: 2 enforcement actions in this jurisdiction.
PRIMARY ENFORCEMENT ACTIONS IN DE
2 ACTIONS| Case Title | Status | Primary Scheme | Overstatement | Total Penalties | Action Date |
|---|---|---|---|---|---|
| Wirecard AG: 1.9 Billion Euro Fictitious Cash Fraud | ADJUDICATED | fictitious cash and assets | $2.1B | $0 | June 22, 2020 |
| Volkswagen: Material Omission of Emissions Defeat Devices in Bond Offerings | SETTLED | material omission | $15.0B | $4.3B | September 20, 2017 |