AU

Australian Securities and Investments Commission

Integrated corporate, markets, financial services and consumer credit regulator in Australia.

REGULATOR PROFILE
  • Regulator: Australian Securities and Investments Commission
  • Jurisdiction: AU
  • Statutory Role: Integrated corporate, markets, financial services and consumer credit regulator in Australia.
  • Indexed Cases: 0 enforcement actions in this jurisdiction.

PRIMARY ENFORCEMENT ACTIONS IN AU

0 ACTIONS
Case Title Status Primary Scheme Overstatement Total Penalties Action Date