Adjudicated IN BSE

Satyam Computer Services: $1B Fabricated Cash and Ghost Employees

Satyam Chairman B. Ramalinga Raju confessed that 94% of the company's reported cash balance (over $1 billion) was entirely fictitious, inflated by 7,561 fake invoices and non-existent interest income.

CASE PROFILE & BENCHMARKS
  • Target Issuer: Satyam Computer Services Ltd. (IN).
  • Fraud Period: January 1, 2003 to December 31, 2008.
  • Reported Overstatement: $1.0B.
  • Total Fines & Penalties: $290.0M.
  • Maximum Incarceration: 7 years (84 months).
  • Independent Auditor: PricewaterhouseCoopers LLP.
  • Primary Schemes: fictitious revenue, fictitious cash and assets, audit failure.
  • Enforcement Status: ADJUDICATED (admitted).
OVERSTATEMENT $1.0B USD reported
TOTAL PENALTIES $290.0M Civil & disgorgement
PRISON TIME 84 mos 7 years (84 months)
FIRST ACTION January 9, 2009 Initial proceeding
DETECTION METHOD CEO Confession Letter Discovery source
PRIMARY REGULATOR Securities and Exchange Board of India (SEBI) IN

ACCOUNTING MECHANICS FOR THIS CASE

HOW IT WAS DONE

In settled proceedings with admissions, the regulator found that Raju and coconspirators created thousands of fake customer accounts and generated monthly invoices in an internal software tool called 'Excel Bill'. The corresponding revenue was recognized in audited accounts, and the receivables were periodically marked as paid into fake fixed-deposit bank accounts at Citibank, HSBC, and Bank of Baroda. Satyam forged bank balance confirmation certificates that independent auditors accepted without direct confirmation.

Applicable Scheme Classifications:
fictitious revenue → fictitious cash and assets → audit failure →

CHARGED RESPONDENTS & OUTCOMES

2 NAMED PARTIES
Respondent Role Disposition & Judicial Outcome Prison Civil Penalty O&D Bar
Satyam Computer Services Ltd. ISSUER Taken over by Indian government and auctioned to Tech Mahindra. None $0 No
B. Ramalinga Raju CEO Convicted of criminal breach of trust, forgery, and cheating; sentenced to 7 years imprisonment. 84 mos $0 BARRED

RED FLAGS OBSERVED PRIOR TO DISCOVERY

EARLY SIGNALS
CASH FLOW TO NET INCOME DIVERGENCE 2007 Massive cash hoard earning an effective interest rate of less than 2% RELATED PARTY TRANSACTION VOLUME 2008 Attempted to use $1.6B in cash to acquire Maytas Infra, an entity owned by Raju's sons

ENFORCEMENT ACTIONS & PRIMARY DOCKETS

PRIMARY SOURCE CITATIONS
foreign regulator WTM/RKA/EFD-DRA-II/24/2014
Filing Date: July 15, 2014

SEBI Order Against B. Ramalinga Raju and Satyam Promoters

SEBI ordered Raju and accomplices to disgorge Rs 1,849 crore in unlawful gains plus 12% annual interest.

Provisions: Securities & Corporate Law Compliance
Disposition: admitted View Primary Record ↗
Source: Securities and Exchange Board of India (SEBI) & NFRA • Official Jurisdiction: IN • Licence: Government of India, Public Records with attribution

TIMELINE OF EVENTS

CHRONOLOGY
December 16, 2008 • Acquisition Announcement
Satyam announces plan to spend $1.6B buying Maytas Infra; institutional investors revolt.
January 7, 2009 • Confession
Chairman Raju resigns, admitting in a 5-page letter that company books were falsified for years: 'It was like riding a tiger...'
January 9, 2009 • Arrest
Raju arrested by Andhra Pradesh police; SEBI bars Satyam management.
January 10, 2018 • Auditor Sanction
SEBI bars PwC network firms in India from auditing listed companies for 2 years.
FINANCIAL CRIME REFERENCE SERIES
Cross-Domain Investigation Network

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